Gould + Ratner

David

Hoeppner

Partner

Known for a collaborative and pragmatic approach, David serves as a bridge between legal, financial, and operational teams to execute transactions smoothly and efficiently.

A JD/MBA, David provides legal and business counsel to family offices and investment funds on venture capital, growth equity investments, and M&A transactions, particularly in:

  • energy generation and battery technology
  • environmental and oceanic data generation
  • freight transportation, distribution and logistics (drone delivery, trucking, rail)
  • supply chain software and SAAS

Additionally, David advises philanthropic entities and hybrid organizations on governance, compliance, and strategic partnerships, particularly in non-profit and mission-driven structures.  Understanding the increasingly data-driven investment landscape, he also assists clients in managing data privacy regulations and proactively mitigating associated risks.

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Credentials

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Education

  • Hofstra University School of Law, J.D., 2009
  • Hofstra University, MBA, Finance, 2013
  • McGill University, B.A., Political Science; Economics, 2005

Bar Admissions

  • Illinois
  • New York
  • New Jersey

Key Cases or Transactions

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  • Represented a development company in a joint venture purchase of a parcel in New Orleans, LA to be developed into 24 townhouses for resale.
  • Represented a Cayman Islands Special Purpose Acquisition Company (SPAC) in a share exchange valued at $204 million, pursuant to which it acquired a China-based direct lending company.
  • Represented broker-dealer in a $7 million PIPE offering of stock in NYSE-listed medical device company in which broker-dealer received a 6% commission and warrants to purchase up to 6% of the securities sold in the transaction.
  • Represented a NASDAQ-listed biotech company in a $75 million debt financing.
  • Represented a publicly-traded retailer in a joint venture with a Brazilian distributor in which retailer established and supplied a manufacturing facility to be run by the Brazilian distributor.
  • Provided general counsel services to portfolio companies of software-focused venture capital fund and incubator including over $80 million of 3rd party venture capital funding.
  • Represented a publicly-traded retailer in joint venture with UK-based consumer products company in which retailer would supply goods for UK-based stores to be run by the UK-based entity.
  • Represented an education software company in its $60 million stock sale to an education services portfolio company of large NY-based private equity firm involving stock, cash and earn-out consideration.
  • Represented a privately-held UK-based mobile telecommunications company in a $10 million reverse merger with a corporation quoted on the OTCQB.
  • Represented a healthcare services company in its $50 million asset sale to a healthcare services portfolio company of a large private equity firm involving stock, cash and earn-out consideration.
  • Represented an issuer in a $7 million private offering of limited liability company interests in which proceeds were used to acquire real estate for development.
  • Represented a publicly-traded retailer in acquisition of consumer goods manufacturer.
  • Represented managing shareholder in $4.2 million buyout of minority shareholders in specialty foods distribution company.
  • Represented debt services company in $8.5 million buyout of minority partner.
  • Represented a national medical device company in strategic acquisition by private equity fund.
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David serves as a bridge between legal, financial, and operational teams to execute transactions smoothly and efficiently.